Commodity Futures Litigation:
Our attorneys have considerable experience pursuing claims against introducing brokers, commodity trading advisors, futures commission merchants, and associated persons for fraud, misrepresentation, breach of fiduciary duty, churning, and wrongful liquidation.

Securities Litigation:
We represent investors in complex federal and state court cases as well as in customer arbitration actions. Our clients have included institutional investors defrauded by issuers of collateralized debt obligations; brokerage customers who have suffered losses as a result of unsuitable recommendations, negligence, fraud, and churning; and charitable donors victimized by gift annuity scams.

Foreign Exchange Litigation:
FOREX cases are significantly different than those involving other types of investments. We understand the regulatory loopholes facing investors and help our investor clients navigate them.

Regulatory and Disciplinary Proceedings:
The senior partner of Blau & Malmfeldt was formerly Head of Enforcement for the CFTC, New York office, and has since been defending regulatory and disciplinary proceedings in private practice for more than 25 years. Our attorneys represent clients in proceedings before the CFTC, SEC, NFA, FINRA, as well as state agencies.

Commercial and Employment Litigation:
Our deep understanding of the futures and securities industries, and our familiarity with self-regulatory organizations allow us to effectively represent industry members in commercial and employment disputes.

Blau & Malmfeldt is a boutique law firm with expertise in commodity futures, securities, foreign currency, and derivative instruments.
Contact Us to learn more about the services we offer.

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